Your role as ISL is two-fold:
- To assist and advise the lawyer in the Executing State concerning the grounds of refusal and other relevant matters of the EAW FD;
- To check the validity of the national arrest warrant underlying the EAW and any possibilities of the EAW being revoked or withdrawn. You should then take the necessary action in the Issuing State to request that it is.
In order to fulfil these tasks it is essential that you do the following:
- Check the EAW, which should be provided to you by the ESL
- Consult the case files of the criminal proceedings in the Issuing State (if necessary invoking Art. 7(1) Directive 2012/13/EU in order to gain access to the case files)
After a decision on the execution of the EAW, your role will also be to ensure that: specialty is not violated, the detention period served in the Executing State is deducted in the Issuing State, pending alerts are deleted, resolution of conflicts of jurisdiction is triggered and, if applicable, transfer of your client to serve their sentence in the Executing State takes place (see below section H.3).
i. Assisting and Advising the ESL
Consent and Specialty
The decision on consent and the renunciation of the specialty principle depend mostly on information concerning the Issuing State (see section D.3). In your capacity as an ISL you should advise the ESL whether there are other pending proceedings against the client and whether it is beneficial for him to waive specialty (for example, if the EAW is for purposes of serving a sentence and the client has further outstanding sentences to serve, in certain jurisdictions it is more convenient for him to be able to serve them together, since this will result in less prison time than serving sentences consecutively).
You should assist the ESL in assessing whether there are any refusal grounds. In particular, the following might be relevant:
Any ne bis in idem defence will depend on a proper assessment of the facts being prosecuted in the Issuing State (see above section E.1). As an ISL you should consult the case files, conduct the necessary analysis and provide the ESL with a copy of the case materials, as well as with an expert opinion on whether the cases cover the same acts, if necessary and requested.
You should provide the ESL with details on whether proceedings have been conducted in absentia and on whether proceedings in place according to your national law comply with Council Framework Decision 2009/299/JHA (26th February 2009) , namely: if the person has been duly informed of the proceedings and date of the trial; has waived her right to be present; and whether your national law provides for the right to a new trial (see above E.2 Optional Refusal Grounds section viii).
Acting as ISL you should also provide information to the ESL on whether prison conditions are adequate and help her check whether assurances concerning prison conditions or life sentences are reliable (see above sections E.3 Refusal on the grounds of fundamental rights and F. Guarantees to be given before a requested person can be surrendered).
Application for bail in the Executing State
Since detention periods in the Executing State must be deducted from any prison sentence in the Issuing State (Article 26 EAW FD), you should evaluate together with the ISL and client whether it is more suitable for the client to remain in detention there (especially but not exclusively where the EAW is for the purposes of serving an enforceable prison sentence or where it is highly likely that they will be convicted in the Issuing State to a prison sentence). This will involve comparing prison conditions and treatment of people in detention.
Removal of Schengen and Interpol Alerts
Your intervention as an ISL may be necessary for flagging of a Schengen or Interpol Alert, or for finding out whether such alerts are in place (see section I).
Conflicts of Jurisdiction
Where the criminal activity is cross border and arrest warrants have been issued by multiple countries, it is your duty as ISL to consider, together with the ESL and where applicable a lawyer in a third EU Member State, which is the most appropriate jurisdiction for your client to be prosecuted in. This evaluation must consider the most adequate legal means for your client to be prosecuted in that jurisdiction, including to consider whether any action should be taken with the relevant authorities, or not (see section J).
If a conflict of jurisdiction is not solved, as soon as there is a final decision in one of the Member States involved, it is the duty of the ISL to inform the lawyers of the other relevant Member States of that decision in order for them to ask for the proceedings in their respective states to be discontinued. Likewise, if a final decision is made in one of the other states, the ISL should, as soon as she becomes aware of the decision, lodge a request for proceedings to be discontinued in the Issuing State, pursuant to Article 54 CISA and Article 50 CFR (see section E.1 Mandatory Refusal Grounds).
ii. Checking the validity of the national arrest warrant underlying the EAW and any possibility of the EAW being revoked or withdrawn in the Issuing State
As outlined above, an EAW presupposes the existence of a valid national arrest warrant in the Issuing State, which must be issued in compliance with applicable national laws. In the absence of a national arrest warrant issued separately from the EAW, the EAW is invalid and must be refused: Case C-241/15 Bob-Dogi (1st June 2016) at [59-67].
An underlying arrest warrant must not only exist: it must be issued by a “judicial authority” within the meaning of Articles 6(1) and 8(1) of the Framework Decision. As ISL you should assist the ESL in determining whether your national authorities that issued the EAW are “judicial authorities” in light of the objective criteria identified in the CJEU’s case-law (see C-453/16 PPU Özçelik (10th November 2016); C-452/16 PPU Poltorak (10th November 2016); C-477/16 PPU Kovalkovas (10th November 2016) and above section B.2).
That national warrant should be valid for both the execution of a sentence, or for remanding the person in custody pending trial. If it would not be possible to remand a person in custody pending trial in the proceedings in the Issuing State, then an EAW should never have been issued, since its execution involves a lengthy period of detention. The Issuing State should rather have made use of other legal instruments to achieve its purposes (for example, the European Supervision Order, pursuant to Council Framework Decision 2009/82/JHA on the application, between Member States of the European Union, of the principle of mutual recognition to decisions on supervision measures as an alternative to provisional detention (23rd October 2009), or mutual legal assistance for service of documents or for conducting interviews).
Acting as an ISL you should be able, in most cases, to analyse the case files in the Issuing State in order to advise the ESL whether the EAW has been issued lawfully and, if not, to request its withdrawal by the Issuing State. As an ISL you should make the necessary applications pursuant to national law in order to seek withdrawal of the EAW.
There are many others services in the Issuing State that you can provide as the ISL to determine whether the EAW is lawful or disproportionate:
- You should check whether a prison sentence could be avoided by the simple payment of a fine, since often EAWs are issued where prison sentences are imposed for breach of an order to make a financial payment. In these cases you should immediately inform the ESL and your early intervention will allow an early payment of the fine, negating surrender and unnecessary detention.
- You should review whether it would be sufficient for an alternative measure to pre-trial detention to be imposed, and if so, request the substitution of the EAW for this alternative measure. In this area you should take into account that the European Supervision Order enables your national authorities to impose alternative measures to detention abroad.
- You should consider whether the Issuing State authority seeks a preparatory act, such as to interview the suspect or accused person, or to serve him/her with certain documents. If so, you should apply for that authority to substitute the EAW for mutual legal assistance or a European Investigation Order) or for a hearing of the person with the participation of Issuing State authorities to be conducted during EAW proceedings in the Executing State (Articles 18 and 19 EAW FD).
- Finally, you should check whether proceedings might be statute limited in the Issuing State, or whether there has been an amnesty, or any other grounds that would bar prosecution and consequently oblige the Issuing State authority to revoke the underlying national arrest warrant and the EAW. If you conclude that this is the case, you should lodge the corresponding application in the Issuing State.
 Directive 2012/13/EU of the European Parliament and of the Council of 22 May 2012 on the right to information in criminal proceedings. Article 7(1) provides: “Where a person is arrested and detained at any stage of the criminal proceedings, Member States shall ensure that documents related to the specific case in the possession of the competent authorities which are essential to challenging effectively, in accordance with national law, the lawfulness of the arrest or detention, are made available to arrested persons or to their lawyers.”
 Amending Framework Decisions 2002/584/JHA, 2005/214/JHA, 2006/783/JHA, 2008/909/JHA and 2008/947/JHA, thereby enhancing the procedural rights of persons and fostering the application of the principle of mutual recognition to decisions rendered in the absence of the person concerned at the trial. In the future, Articles 8 and 9 of Directive 2016/343/EU will also become relevant – Directive (EU) 2016/343 of the European Parliament and of the Council of 9 March 2016 on the strengthening of certain aspects of the presumption of innocence and of the right to be present at the trial in criminal proceedings.